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DOUGLAS ROGER WOOLLEY
DOUG WOOLLEY
CRD#: 5630716
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 416 SOUTH 4TH AVENUE
POCATELLO, ID 83201
CETERA ADVISORS LLCCRD#: 10299 416 SOUTH 4TH AVENUE
POCATELLO, ID 83201
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2013 (3 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2013 - Present (11 years)IACETERA ADVISORS LLC (CRD# 10299)2013 - 2024 (10 years)
License(s)

State Registrations

B
Idaho 12/6/2013

IA
Idaho 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
416 SOUTH 4TH AVENUE, POCATELLO, ID 83201
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
416 SOUTH 4TH AVENUE, POCATELLO, ID 83201
Registered with this firm since 12/6/2013

Previous Registration(s)
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IA
12/06/2013 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) POCATELLO, ID
IA
04/06/2010 - 12/09/2013 ON INVESTMENT MANAGEMENT CO (CRD#:105662) POCATELLO, ID
B
04/06/2010 - 12/09/2013 THE O.N. EQUITY SALES COMPANY (CRD#:2936) POCATELLO, ID
IA
08/10/2009 - 04/07/2010 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) POCATELLO, ID
B
06/08/2009 - 04/07/2010 SECURITIES AMERICA, INC. (CRD#:10205) POCATELLO, ID
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.