Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
AMANDA LEIGHANNE BROTHERTON-HUBBARD
AMANDA L BROTHERTON, AMANDA LEIGHANNE BROTHERTON, AMANDA BROTHERTON HUBBARD
CRD#: 5628494
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 31
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 303 PEACHTREE ST, NE
FL 31
ATLANTA, GA 30308
Registration History
201020122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2013 - Present (11 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2009 - 2009 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)
License(s)

State Registrations

B
Georgia 1/23/2014
IA
Georgia 9/20/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 31, ATLANTA, GA 30308
Registered with this firm since 9/20/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
303 PEACHTREE ST, NE FL 31, ATLANTA, GA 30308
Atlanta, GA
Registered with this firm since 10/8/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/23/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 04/16/2009 - 08/03/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.