• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Robert Finn
ROBERT EDWARD FINN, ROBERT R FINN, ROBERT REILLY FINN
CRD#: 5627498
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 33200 W TWELVE MILE RD
FARMINGTON HILLS, MI 48334
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - Present (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)
License(s)

State Registrations

B
California 6/6/2024

IA
Michigan 7/28/2022

B
Colorado 4/26/2023

B
Minnesota 9/27/2022

B
Florida 11/14/2023

B
New Hampshire 11/26/2024

B
Michigan 11/7/2016

B
New York 6/22/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
33200 W TWELVE MILE RD, FARMINGTON HILLS, MI 48334
15633 WEST SEVEN MILE, DETROIT, MI 48235
Registered with this firm since 7/28/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
33200 W TWELVE MILE RD, FARMINGTON HILLS, MI 48334
15633 WEST SEVEN MILE, DETROIT, MI 48235
Registered with this firm since 10/26/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/01/2012 - 12/31/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) PLYMOUTH, MI
B
01/13/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FARMINGTON, MI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.