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Detailed Report
BRYAN D BALL
CRD#: 5626790
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 420 EAST SOUTH TEMPLE
SUITE 430
SALT LAKE CITY, UT 84111
Registration History
201020122014201620182020202220242026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2012 - Present (12 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2010 - Present (14 years)BEQUITRUST MARKETING SERVICES, LLC (CRD# 5309)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Idaho 8/31/2012
B
Utah 4/16/2010
IA
Idaho 8/31/2012
IA
Utah 8/16/2012
B
Nevada 4/16/2010
B
Wyoming 7/26/2013
IA
Nevada 8/14/2012
IA
Wyoming 10/17/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
420 EAST SOUTH TEMPLE SUITE 430, SALT LAKE CITY, UT 84111
Registered with this firm since 8/14/2012
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
420 EAST SOUTH TEMPLE SUITE 430, SALT LAKE CITY, UT 84111
Registered with this firm since 4/16/2010
Previous Registration(s)
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B
 03/23/2010 - 04/19/2010 EQUITRUST MARKETING SERVICES, LLC (CRD#:5309) BOUNTIFUL, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.