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Lisa Kay Helton
LISA KAY FORD, LISA HELTON
CRD#: 5626527
IA
B
EDWARD JONESCRD#: 250 624 Dolly Parton Pkwy
Sevierville, TN 37862
Sevierville, TN 37862
0
Disclosures
13
Years of Experience
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State Registrations
B
Florida 7/27/2017
B
Pennsylvania 2/7/2019
B
Georgia 7/31/2017
B
South Dakota 8/30/2017
B
Illinois 12/5/2017
B
Tennessee 4/21/2017
B
Kentucky 6/26/2024
IA
Tennessee 6/23/2017
B
Massachusetts 11/4/2020
B
Texas 7/31/2017
B
Michigan 2/27/2024
IA
Texas 1/2/2019
B
Montana 4/15/2020
B
Virginia 5/13/2021
B
Nebraska 7/27/2017
B
West Virginia 7/27/2017
B
New York 4/30/2019
B
Wisconsin 12/16/2019
B
North Carolina 1/19/2021
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/23/2017
B
Registered with this firm since 11/17/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/22/2016 - 06/14/2016 | Knoxville, TN | |
B | 08/12/2010 - 07/15/2015 | SEVIERVILLE, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.