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LAWRENCE REMBERT MICKLE III
L R MICKLE, LAWRENCE REMBERT MICKLE
CRD#: 5626384
IA
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KINGSVIEW WEALTH MANAGEMENT, LLCCRD#: 148107 2513 N Oak St
Suite 201
MYRTLE BEACH, SC 29577
Suite 201
MYRTLE BEACH, SC 29577
0
Disclosures
11
Years of Experience
View By:
State Registrations
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South Carolina 11/1/2023
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Registered with this firm since 11/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/05/2021 - 11/02/2023 | Mount Pleasant, SC | |
B | 05/05/2021 - 11/02/2023 | Mount Pleasant, SC | |
IA | 11/20/2018 - 09/27/2019 | MURRELLS INLET, SC | |
B | 11/27/2018 - 09/27/2019 | MURRELLS INLET, SC | |
IA | 05/21/2014 - 07/09/2018 | GEORGETOWN, SC | |
B | 06/21/2012 - 07/09/2018 | GEORGETOWN, SC | |
B | 03/11/2011 - 03/15/2012 | CHARLESTON, SC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.