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Detailed Report
NICHOLAS ALAN ZURA
CRD#: 5626341
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 500 108th Avenue, North East
Suite 1900
Bellevue, WA 98004
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2015 (5 years)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 9/16/2020
B
Nebraska 10/10/2022
B
Alaska 7/28/2016
B
Nevada 7/28/2016
B
Arizona 7/28/2016
B
New Hampshire 10/10/2022
B
Arkansas 10/10/2022
B
New Jersey 7/28/2016
B
California 7/28/2016
B
New Mexico 7/28/2016
IA
California 10/5/2022
B
New York 7/28/2016
B
Colorado 7/28/2016
B
North Carolina 7/28/2016
B
Connecticut 7/28/2016
B
North Dakota 10/10/2022
B
Delaware 7/28/2016
B
Ohio 7/28/2016
B
District of Columbia 7/14/2017
B
Oklahoma 7/28/2016
B
Florida 7/28/2016
B
Oregon 7/28/2016
B
Georgia 7/28/2016
B
Pennsylvania 7/28/2016
B
Hawaii 7/28/2016
B
Puerto Rico 10/10/2022
B
Idaho 7/28/2016
B
Rhode Island 7/28/2016
B
Illinois 7/28/2016
B
South Carolina 10/10/2022
B
Indiana 10/10/2022
B
South Dakota 10/10/2022
B
Iowa 8/7/2020
B
Tennessee 10/10/2022
B
Kansas 7/28/2016
B
Texas 7/28/2016
B
Kentucky 10/10/2022
IA
Texas 5/5/2020
B
Louisiana 10/10/2022
B
Utah 10/10/2022
B
Maine 7/28/2016
B
Vermont 10/10/2022
B
Maryland 7/28/2016
B
Virgin Islands 10/10/2022
B
Massachusetts 7/28/2016
B
Virginia 7/28/2016
B
Michigan 10/10/2022
B
Washington 7/26/2016
B
Minnesota 7/28/2016
IA
Washington 7/26/2016
B
Mississippi 10/10/2022
B
West Virginia 10/10/2022
B
Missouri 7/28/2016
B
Wisconsin 10/10/2022
B
Montana 7/28/2016
B
Wyoming 7/28/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
500 108th Avenue, North East Suite 1900, Bellevue, WA 98004
Registered with this firm since 7/26/2016
B
MORGAN STANLEY (CRD#:149777)
500 108th Avenue, North East Suite 1900, Bellevue, WA 98004
Registered with this firm since 7/26/2016
Previous Registration(s)
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IA
 08/04/2015 - 07/11/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BELLEVUE, WA
B
 08/04/2015 - 07/11/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BELLEVUE, WA
IA
 04/09/2010 - 08/07/2015 MORGAN STANLEY (CRD#:149777) BELLEVUE, WA
B
 03/04/2010 - 08/07/2015 MORGAN STANLEY (CRD#:149777) BELLEVUE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.