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Detailed Report
ARAM JOSEPH SCHOTTS
CRD#: 5626100
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Investment Adviser
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Previous Broker
CERITY PARTNERS RETIREMENT PLAN CONSULTANTSCRD#: 164198 301 E. Colorado Blvd., Suite 830
Pasadena, CA 91101
Registration History
201220142016201820202022202420262 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2012 - 2018 (5 years)IAGAMBLE JONES INVESTMENT COUNSEL (CRD# 107158)2018 - 2023 (5 years)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2018 (5 years)
License(s)

State Registrations

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California 3/2/2023
Current Registration(s)
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CERITY PARTNERS RETIREMENT PLAN CONSULTANTS (CRD#:164198)
301 E. Colorado Blvd., Suite 830, Pasadena, CA 91101
Registered with this firm since 7/6/2023
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CERITY PARTNERS LLC (CRD#:151559)
301 EAST COLORADO BLVD SUITE 830, PASADENA, CA 91101
Registered with this firm since 3/2/2023
Previous Registration(s)
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 07/20/2018 - 09/14/2023 GAMBLE JONES INVESTMENT COUNSEL (CRD#:107158) PASADENA, CA
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 03/06/2013 - 07/23/2018 LPL FINANCIAL LLC (CRD#:6413) EL SEGUNDO, CA
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 11/22/2012 - 07/23/2018 LPL FINANCIAL LLC (CRD#:6413) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.