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Nathan William Dougall
NATHAN WILLIAM DOUGALL, Nate W Dougall, Nate W. Dougall, Nathan W. Dougall
CRD#: 5625778
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 100 W Putnam Ave
Floor 04
Greenwich, CT 06830
Registration History
2010201220142016201820202022202420262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)IANETHERBY ADVISORS LLC (CRD# 148827)2009 - 2019 (10 years)
License(s)

State Registrations

B
Alabama 3/29/2021

B
Nebraska 3/29/2021

B
Alaska 3/29/2021

B
Nevada 3/29/2021

B
Arizona 3/29/2021

B
New Hampshire 3/29/2021

B
Arkansas 3/29/2021

B
New Jersey 3/29/2021

B
California 3/29/2021

B
New Mexico 3/29/2021

B
Colorado 3/29/2021

B
New York 3/29/2021

B
Connecticut 3/29/2021

B
North Carolina 3/29/2021

IA
Connecticut 3/29/2021

B
North Dakota 3/29/2021

B
Delaware 3/29/2021

B
Ohio 3/30/2021

B
District of Columbia 3/29/2021

B
Oklahoma 3/29/2021

B
Florida 3/29/2021

B
Oregon 3/29/2021

B
Georgia 3/29/2021

B
Pennsylvania 3/29/2021

B
Hawaii 3/29/2021

B
Puerto Rico 3/29/2021

B
Idaho 3/29/2021

B
Rhode Island 3/29/2021

B
Illinois 3/29/2021

B
South Carolina 3/29/2021

B
Indiana 3/29/2021

B
South Dakota 3/29/2021

B
Iowa 3/29/2021

B
Tennessee 3/29/2021

B
Kansas 3/29/2021

B
Texas 3/29/2021

B
Kentucky 3/29/2021

IA
Texas 11/21/2022

B
Louisiana 3/29/2021

B
Utah 3/29/2021

B
Maine 3/29/2021

B
Vermont 3/29/2021

B
Maryland 3/29/2021

B
Virgin Islands 3/29/2021

B
Massachusetts 3/29/2021

B
Virginia 3/29/2021

B
Michigan 3/29/2021

B
Washington 3/29/2021

B
Minnesota 3/29/2021

B
West Virginia 3/29/2021

B
Mississippi 3/29/2021

B
Wisconsin 3/29/2021

B
Missouri 3/29/2021

B
Wyoming 3/29/2021

B
Montana 3/29/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 W Putnam Ave Floor 04, Greenwich, CT 06830
Registered with this firm since 3/29/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
100 W Putnam Ave Floor 04, Greenwich, CT 06830
Registered with this firm since 3/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/24/2019 - 02/02/2021 NEUBERGER BERMAN BD LLC (CRD#:2908) NEW YORK, NY
B
09/17/2019 - 02/02/2021 NEUBERGER BERMAN BD LLC (CRD#:2908) NEW YORK, NY
IA
02/04/2009 - 09/27/2019 NETHERBY ADVISORS LLC (CRD#:148827) WESTPORT, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.