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TIMOTHY J WOLFE
TIMOTHY WOLFE
CRD#: 5625278
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 NEW MILLENNIUM WAY
DURHAM, NC 27709
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 CARY, NC
Registration History
201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2009 - Present (16 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2011 - 2018 (7 years)
Disclosure(s)
View By:
11/3/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/3/2009

B
Nebraska 3/2/2009

B
Alaska 2/27/2009

B
Nevada 3/10/2009

B
Arizona 2/27/2009

B
New Hampshire 3/4/2009

B
Arkansas 2/27/2009

B
New Jersey 2/26/2009

B
California 2/27/2009

B
New Mexico 2/27/2009

B
Colorado 2/26/2009

B
New York 2/27/2009

B
Connecticut 2/27/2009

B
North Carolina 3/4/2009

B
Delaware 3/3/2009

IA
North Carolina 3/22/2023

B
District of Columbia 3/5/2009

B
North Dakota 1/3/2013

B
Florida 2/26/2009

B
Ohio 2/27/2009

B
Georgia 2/27/2009

B
Oklahoma 3/9/2009

B
Hawaii 2/27/2009

B
Oregon 3/2/2009

B
Idaho 2/27/2009

B
Pennsylvania 2/27/2009

B
Illinois 2/27/2009

B
Puerto Rico 1/14/2014

B
Indiana 2/27/2009

B
Rhode Island 2/27/2009

B
Iowa 3/5/2009

B
South Carolina 3/4/2009

B
Kansas 2/27/2009

B
South Dakota 1/7/2013

B
Kentucky 2/27/2009

B
Tennessee 1/18/2013

B
Louisiana 4/3/2009

B
Texas 3/16/2009

B
Maine 2/27/2009

IA
Texas 7/13/2018

B
Maryland 2/26/2009

B
Utah 3/2/2009

B
Massachusetts 3/3/2009

B
Vermont 2/26/2009

B
Michigan 3/2/2009

B
Virginia 2/27/2009

B
Minnesota 2/28/2009

B
Washington 2/27/2009

B
Mississippi 2/27/2009

B
West Virginia 3/4/2009

B
Missouri 2/27/2009

B
Wisconsin 3/2/2009

B
Montana 2/27/2009

B
Wyoming 2/27/2009

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
100 NEW MILLENNIUM WAY, DURHAM, NC 27709
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
CARY, NC
100 NEW MILLENNIUM WAY, DURHAM, NC 27709
Registered with this firm since 2/20/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/18/2011 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) JACKSONVILLE, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.