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MICHAEL SCOTT MARTIN
MICHAEL MARTIN
CRD#: 5624241
IA
B
PROSPERA FINANCIAL SERVICES, INC.CRD#: 10740 2121 Airline Dr
Ste 160
Metairie, LA 70001
Ste 160
Metairie, LA 70001
0
Disclosures
15
Years of Experience
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State Registrations
B
Florida 12/5/2021
B
North Carolina 12/7/2023
B
Louisiana 12/5/2021
B
Oklahoma 4/29/2022
IA
Louisiana 12/5/2021
B
Texas 12/5/2021
B
Mississippi 12/5/2021
B
Virginia 1/27/2022
SRO Registrations
B
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IA
Registered with this firm since 12/5/2021
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Registered with this firm since 12/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/23/2009 - 12/03/2021 | NEW ORLEANS, LA | |
B | 01/15/2010 - 12/03/2021 | NEW ORLEANS, LA | |
B | 02/23/2009 - 08/28/2009 | METAIRIE, LA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.