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Detailed Report
Lisa Faiella
LISA MARIE ALBRECHT, LISA M BRICKNER, Lisa Brickner, Lisa Marie Faiella, LISA MARIE SCHLINK
CRD#: 5623411
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Fort Pierce, FL
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - 2019 (<1 year)IAEDWARD JONES (CRD# 250)2023 - Present (1 year)BEDWARD JONES (CRD# 250)2022 - Present (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2008 - 2018 (9 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2014 - 2018 (3 years)
License(s)

State Registrations

B
Arkansas 4/5/2024
B
Massachusetts 4/5/2024
IA
Florida 4/18/2023
IA
Missouri 4/17/2023
B
Florida 4/20/2023
B
Utah 4/5/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Fort Pierce, FL
Registered with this firm since 4/17/2023
B
EDWARD JONES (CRD#:250)
Fort Pierce, FL
Registered with this firm since 10/24/2022
Previous Registration(s)
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IA
 01/03/2019 - 08/14/2019 LPL FINANCIAL LLC (CRD#:6413) MASHPEE, MA
B
 01/03/2019 - 08/14/2019 LPL FINANCIAL LLC (CRD#:6413) MASHPEE, MA
IA
 06/04/2014 - 01/05/2018 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) ROCHESTER, MN
B
 12/22/2008 - 01/05/2018 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) ROCHESTER, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.