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CHRISTINE DEPIANTE LUTZ
CHRISTINE DIANE DEPIANTE, CHRIS LUTZ, CHRISTINE DIANE LUTZ
CRD#: 5622742
IA
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WELLS FARGO ADVISORSCRD#: 19616 8115 PRESTON RD
STE 300
DALLAS, TX 75225
STE 300
DALLAS, TX 75225
0
Disclosures
14
Years of Experience
View By:
State Registrations
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Alabama 1/8/2021
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Mississippi 10/27/2022
B
Arizona 10/15/2015
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Missouri 11/8/2021
B
Arkansas 7/26/2024
B
Nebraska 6/27/2023
B
California 10/15/2015
B
New York 1/19/2022
B
Colorado 12/23/2015
B
Ohio 1/27/2016
B
Delaware 11/18/2015
B
Oklahoma 11/18/2015
B
Florida 10/15/2015
B
Oregon 10/15/2015
B
Georgia 4/5/2022
B
Pennsylvania 11/18/2015
B
Idaho 8/8/2023
B
South Carolina 9/25/2024
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Indiana 9/25/2024
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Tennessee 10/15/2015
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Iowa 11/18/2015
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Texas 6/3/2015
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Kansas 4/23/2022
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Texas 6/3/2015
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Kentucky 1/4/2017
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Virginia 11/18/2015
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Louisiana 3/16/2023
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Washington 7/3/2024
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Michigan 9/1/2022
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Wisconsin 10/15/2015
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Minnesota 3/28/2018
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Wyoming 11/1/2017
SRO Registrations
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Registered with this firm since 6/3/2015
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Registered with this firm since 6/3/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/29/2015 - 06/01/2015 | SOUTHLAKE, TX | |
B | 01/29/2015 - 06/01/2015 | SOUTHLAKE, TX | |
IA | 03/17/2014 - 01/22/2015 | IRVING, TX | |
B | 03/17/2014 - 01/22/2015 | IRVING, TX | |
IA | 07/19/2013 - 01/31/2014 | DALLAS, TX | |
B | 07/19/2013 - 01/31/2014 | DALLAS, TX | |
IA | 01/20/2011 - 07/23/2013 | SOUTHLAKE, TX | |
B | 01/20/2011 - 07/23/2013 | SOUTHLAKE, TX | |
B | 11/11/2009 - 07/26/2010 | SOUTHLAKE, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.