• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Michael ANTHONY Thomason
MICHAEL ANTHONY THOMASON, Michael Thomason
CRD#: 5621368
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6950 TPC DR
MCKINNEY, TX 75070
Registration History
2010201220142016201820202022202420262 FIRMS2014 - 2018 (4 years)2 FIRMS2018 - Present (6 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2014 (1 year)BSCOTTRADE, INC. (CRD# 8206)2009 - 2011 (1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2014 - 2014 (<1 year)
License(s)

State Registrations

B
California 6/19/2020

B
Missouri 11/20/2023

B
Colorado 10/26/2018

B
New York 3/30/2023

B
Connecticut 10/21/2024

B
North Carolina 10/26/2018

B
Delaware 10/25/2023

B
Ohio 9/1/2020

B
District of Columbia 9/1/2020

B
Oklahoma 10/26/2018

B
Florida 10/26/2018

B
South Carolina 10/26/2018

B
Illinois 7/17/2023

B
Texas 10/26/2018

B
Maryland 10/26/2018

IA
Texas 10/26/2018

B
Michigan 10/26/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6950 TPC DR, MCKINNEY, TX 75070
Little Elm, TX
Registered with this firm since 10/26/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6950 TPC DR, MCKINNEY, TX 75070
Little Elm, TX
Registered with this firm since 10/26/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/16/2014 - 10/30/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) PLANO, TX
B
06/16/2014 - 10/30/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) PLANO, TX
IA
05/23/2014 - 06/17/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) FLOWER MOUND, TX
B
02/13/2013 - 06/17/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) FLOWER MOUND, TX
B
07/16/2009 - 06/30/2011 SCOTTRADE, INC. (CRD#:8206) SOUTHLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.