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Detailed Report
NICHOLAS HAYES ELLIOTT
NICHOLAS ELLIOT
CRD#: 5620457
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 115 CHERRY MOUNTAIN STREET
FOREST CITY, NC 28043
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Florida 1/2/2024
B
Pennsylvania 1/2/2024
IA
Florida 1/3/2024
IA
Pennsylvania 1/3/2024
B
Maryland 1/19/2022
B
South Carolina 6/3/2009
IA
Maryland 1/21/2022
IA
South Carolina 4/24/2023
B
North Carolina 4/7/2009
B
Virginia 8/8/2022
IA
North Carolina 8/4/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
115 CHERRY MOUNTAIN STREET, FOREST CITY, NC 28043
Registered with this firm since 8/4/2009
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
115 CHERRY MOUNTAIN STREET, FOREST CITY, NC 28043
Registered with this firm since 2/11/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.