Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Shandre Mical Harasty
SHANDRE MICAL GOUNDEN, SHANDRE GOUNDEN, SHANDRE MICAL HARASTY
CRD#: 5619810
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1500 BREEZEPORT WAY
SUITE 300
SUFFOLK, VA 23435
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (16 years)
License(s)

State Registrations

B
Colorado 10/20/2021
B
New York 5/15/2024
B
Connecticut 3/21/2014
B
North Carolina 1/13/2011
B
Delaware 10/1/2024
B
Ohio 3/30/2023
B
Florida 5/17/2012
B
Pennsylvania 7/15/2011
B
Georgia 10/11/2011
B
South Carolina 3/18/2014
B
Indiana 2/12/2013
B
Texas 6/4/2013
B
Louisiana 9/19/2017
IA
Texas 12/7/2018
B
Maine 8/15/2022
B
Virginia 2/26/2009
B
Maryland 7/30/2013
IA
Virginia 3/6/2009
B
Massachusetts 4/18/2019
B
Washington 9/5/2012
B
Michigan 10/5/2017
B
West Virginia 2/1/2017
B
New Mexico 1/7/2025
B
Wisconsin 2/8/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1500 BREEZEPORT WAY SUITE 300, SUFFOLK, VA 23435
Registered with this firm since 3/6/2009
B
EDWARD JONES (CRD#:250)
1500 BREEZEPORT WAY SUITE 300, SUFFOLK, VA 23435
Registered with this firm since 2/4/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.