Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SHAWN ANTHONY BEST
CRD#: 5618834
IA
Investment Adviser
MERIDIAN WEALTH MANAGEMENT, LLCCRD#: 151523 5210 E. Williams Circle Suite 820
Tucson, AZ 85711
Registration History
2017201820192020202120222023202420252026IAMERIDIAN WEALTH MANAGEMENT, LLC (CRD# 151523)2023 - Present (1 year)IATCI WEALTH ADVISORS, INC. (CRD# 107373)2022 - 2023 (1 year)IAGOLDMAN SACHS PERSONAL FINANCI... (CRD# 134600)2017 - 2022 (4 years)
License(s)

State Registrations

IA
Arizona 10/4/2023
IA
Washington 9/28/2023
IA
Minnesota 9/28/2023
Current Registration(s)
IA
MERIDIAN WEALTH MANAGEMENT, LLC (CRD#:151523)
5210 E. Williams Circle Suite 820, Tucson, AZ 85711
Registered with this firm since 9/28/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/13/2022 - 10/02/2023 TCI WEALTH ADVISORS, INC. (CRD#:107373) TUCSON, AZ
IA
 11/03/2017 - 08/08/2022 GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT (CRD#:134600) TUCSON, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.