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Detailed Report
MICHEAL SCOTT PENLAND
CRD#: 5618805
IA
Investment Adviser
B
Broker
VOYA RETIREMENT ADVISORS, LLCCRD#: 3989 LIVERMORE, CA
VOYA FINANCIAL PARTNERS, LLCCRD#: 34815 30 BRAINTREE HILL OFFICE PARK
BRAINTREE, MA 02184
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2015 (6 years)2 FIRMS2015 - 2019 (3 years)2 FIRMS2019 - 2021 (2 years)IAVOYA RETIREMENT ADVISORS, LLC (CRD# 3989)2023 - Present (1 year)BVOYA FINANCIAL PARTNERS, LLC (CRD# 34815)2019 - Present (6 years)BUSF SECURITIES, L.P. (CRD# 37942)2009 - 2009 (<1 year)IAVOYA FINANCIAL PARTNERS, LLC (CRD# 34815)2021 - 2023 (2 years)
License(s)

State Registrations

B
Alabama 6/3/2021
B
Nebraska 6/3/2021
B
Alaska 6/3/2021
B
Nevada 6/3/2021
B
Arizona 6/3/2021
B
New Hampshire 6/3/2021
B
Arkansas 6/3/2021
B
New Jersey 6/3/2021
B
California 2/8/2019
B
New Mexico 6/3/2021
IA
California 7/14/2023
IA
New Mexico 7/14/2023
B
Colorado 6/3/2021
B
New York 6/3/2021
B
Connecticut 6/3/2021
B
North Carolina 6/3/2021
B
Delaware 6/3/2021
B
North Dakota 6/3/2021
B
District of Columbia 6/3/2021
B
Ohio 6/4/2021
B
Florida 6/3/2021
B
Oklahoma 6/3/2021
B
Georgia 6/3/2021
B
Oregon 6/3/2021
B
Hawaii 6/3/2021
B
Pennsylvania 6/3/2021
B
Idaho 6/3/2021
B
Puerto Rico 6/3/2021
B
Illinois 6/3/2021
B
Rhode Island 6/3/2021
B
Indiana 6/3/2021
B
South Carolina 6/3/2021
B
Iowa 6/3/2021
B
South Dakota 6/3/2021
B
Kansas 6/3/2021
B
Tennessee 6/3/2021
B
Kentucky 6/3/2021
B
Texas 6/3/2021
B
Louisiana 6/3/2021
IA
Texas 7/14/2023
B
Maine 6/3/2021
B
Utah 6/3/2021
B
Maryland 6/3/2021
B
Vermont 6/3/2021
B
Massachusetts 6/3/2021
B
Virgin Islands 6/3/2021
B
Michigan 6/3/2021
B
Virginia 6/3/2021
B
Minnesota 6/3/2021
B
Washington 6/3/2021
B
Mississippi 6/3/2021
B
West Virginia 6/3/2021
B
Missouri 6/3/2021
B
Wisconsin 6/3/2021
B
Montana 6/3/2021
B
Wyoming 6/3/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA RETIREMENT ADVISORS, LLC (CRD#:3989)
LIVERMORE, CA
Brentwood, CA
Registered with this firm since 7/14/2023
B
VOYA FINANCIAL PARTNERS, LLC (CRD#:34815)
30 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184
Brentwood, CA
Registered with this firm since 2/8/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/03/2021 - 07/18/2023 VOYA FINANCIAL PARTNERS, LLC (CRD#:34815) WINDSOR, CT
IA
 02/13/2019 - 03/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) Livermore, CA
B
 02/08/2019 - 03/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) Livermore, CA
IA
 08/11/2015 - 02/28/2019 LION STREET ADVISORS, LLC (CRD#:167610) PLEASANTON, CA
B
 08/08/2015 - 02/28/2019 LION STREET FINANCIAL, LLC (CRD#:165828) LIVERMORE, CA
IA
 08/11/2009 - 08/12/2015 NFP ADVISOR SERVICES, LLC (CRD#:42046) PLEASANTON, CA
B
 04/07/2009 - 08/12/2015 NFP ADVISOR SERVICES, LLC (CRD#:42046) PLEASANTON, CA
B
 03/09/2009 - 03/24/2009 USF SECURITIES, L.P. (CRD#:37942) PLEASANTON, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.