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Christopher Joseph Crock
CHRISTOPHER J CROCK, Chris Crock, Christopher Crock
CRD#: 5618048
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2018 - Present (7 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - 2011 (2 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2011 (1 year)
License(s)

State Registrations

B
Alabama 10/15/2018

B
Michigan 1/29/2024

B
Arizona 4/26/2024

B
Mississippi 1/29/2024

B
Arkansas 1/29/2024

B
Nevada 1/29/2024

B
California 5/22/2023

B
New Hampshire 1/29/2024

B
Colorado 1/29/2024

B
New Jersey 3/22/2019

B
Connecticut 1/29/2024

B
New York 5/5/2020

B
Delaware 1/29/2024

B
North Carolina 10/16/2018

B
District of Columbia 1/29/2024

B
Ohio 1/30/2024

B
Florida 10/15/2018

B
Oklahoma 1/29/2024

B
Georgia 2/5/2018

B
Oregon 1/29/2024

IA
Georgia 2/6/2018

B
Pennsylvania 1/29/2024

B
Illinois 1/29/2024

B
Rhode Island 2/5/2024

B
Indiana 1/29/2024

B
South Carolina 10/15/2018

B
Kansas 1/29/2024

B
Tennessee 1/24/2020

B
Kentucky 1/29/2024

B
Texas 1/29/2024

B
Louisiana 1/29/2024

IA
Texas 2/1/2024

B
Maryland 7/28/2022

B
Vermont 1/29/2024

B
Massachusetts 2/12/2020

B
Virginia 1/29/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 2/6/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 2/5/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/05/2015 - 12/06/2016 PNC INVESTMENTS (CRD#:129052) SUWANEE, GA
B
02/19/2015 - 12/06/2016 PNC INVESTMENTS (CRD#:129052) SUWANEE, GA
IA
12/08/2011 - 02/26/2015 LPL FINANCIAL LLC (CRD#:6413) CHAMBLEE, GA
B
12/06/2011 - 02/26/2015 LPL FINANCIAL LLC (CRD#:6413) CHAMBLEE, GA
IA
12/15/2009 - 11/08/2011 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) NORCROSS, GA
B
12/05/2008 - 11/08/2011 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) NORCROSS, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.