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SUNIL DUTT MISRA
CRD#: 5617829
IA
Investment Adviser
B
Broker
COMPASS FINANCIAL MANAGEMENT LLCCRD#: 156345 3000 Hartlet Rd. Ste. 5
Jacksonville, FL 32257
DMK ADVISOR GROUP, INC.CRD#: 41067 Orange Park, FL
Registration History
201020122014201620182020202220242 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2010 (1 year)IACOMPASS FINANCIAL MANAGEMENT LLC (CRD# 156345)2021 - Present (3 years)BDMK ADVISOR GROUP, INC. (CRD# 41067)2019 - Present (5 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2015 - 2019 (3 years)BTHE LEADERS GROUP, INC. (CRD# 37157)2014 - 2015 (1 year)IADMK ADVISOR GROUP, INC. (CRD# 41067)2022 - 2022 (<1 year)IADMK ADVISOR GROUP, INC. (CRD# 41067)2019 - 2021 (2 years)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2018 - 2019 (1 year)IANEW CENTURY FINANCIAL GROUP, LLC (CRD# 104553)2015 - 2018 (2 years)
License(s)

State Registrations

B
California 3/29/2019

B
North Carolina 3/29/2019

B
Florida 9/19/2019

B
North Dakota 3/29/2019

IA
Florida 5/18/2021

B
South Carolina 3/29/2019

B
Georgia 3/29/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMPASS FINANCIAL MANAGEMENT LLC (CRD#:156345)
3000 Hartlet Rd. Ste. 5, Jacksonville, FL 32257
Registered with this firm since 5/13/2021

B
DMK ADVISOR GROUP, INC. (CRD#:41067)
Orange Park, FL
Registered with this firm since 3/29/2019

Previous Registration(s)
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IA
01/06/2022 - 11/08/2022 DMK ADVISOR GROUP, INC. (CRD#:41067) Jacksonville, FL
IA
08/28/2019 - 12/31/2021 DMK ADVISOR GROUP, INC. (CRD#:41067) Jacksonville, FL
IA
01/23/2018 - 04/10/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) JACKSONVILLE, FL
B
06/30/2015 - 04/10/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) JACKSONVILLE, FL
IA
08/14/2015 - 07/25/2018 NEW CENTURY FINANCIAL GROUP, LLC (CRD#:104553) JACKSONVILLE, FL
B
01/18/2014 - 07/01/2015 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
IA
06/23/2009 - 10/22/2010 PARK AVENUE SECURITIES LLC (CRD#:46173) JACKSONVILLE, FL
B
06/03/2009 - 10/22/2010 PARK AVENUE SECURITIES LLC (CRD#:46173) JACKSONVILLE, FL
IA
02/20/2009 - 05/26/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) JACKSONVILLE, FL
B
01/15/2009 - 05/26/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) JACKSONVILLE, FL
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B
Broker
IA
Investment Adviser
Disclosures
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