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JAMES PARNICK JENNINGS
JAMES PARNICK JENNINGS JR, PARNICK JENNINGS
CRD#: 5615652
IA
B
SILVER OAK SECURITIES, INC.CRD#: 46947 6110 McFarland Station Drive
Suite 1006
Alpharetta, GA 30004
Suite 1006
Alpharetta, GA 30004
0
Disclosures
16
Years of Experience
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State Registrations
IA
Alabama 12/3/2014
B
Georgia 12/3/2014
B
Florida 12/3/2014
IA
Georgia 12/4/2014
SRO Registrations
B
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IA
Registered with this firm since 12/3/2014
B
Registered with this firm since 12/3/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/12/2011 - 12/31/2014 | CARTERSVILLE, GA | |
B | 10/15/2014 - 12/04/2014 | CARTERSVILLE, GA | |
B | 07/05/2011 - 10/15/2014 | CARTERSVILLE, GA | |
IA | 06/07/2011 - 07/05/2011 | CARTERSVILLE, GA | |
B | 04/15/2011 - 07/05/2011 | CARTERSVILLE, GA | |
IA | 01/22/2009 - 04/25/2011 | CARTERSVILLE, GA | |
B | 01/08/2009 - 04/25/2011 | CARTERSVILLE, GA |
CARTERSVILLE, GA
07/12/2011 - 12/31/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.