Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Matthew Ryan Akers
MATTHEW R AKERS, Matt Akers
CRD#: 5614982
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 Woodfield Crossing Blvd
INDIANAPOLIS, IN 46240
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2014 (3 years)2 FIRMS2015 - 2018 (3 years)2 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 6/29/2021
B
Montana 6/29/2021
B
Alaska 6/29/2021
B
Nebraska 6/29/2021
B
Arizona 6/29/2021
B
Nevada 6/29/2021
B
Arkansas 6/29/2021
B
New Hampshire 6/29/2021
B
California 6/29/2021
B
New Jersey 6/29/2021
B
Colorado 6/29/2021
B
New Mexico 6/29/2021
B
Connecticut 6/29/2021
B
New York 6/29/2021
B
Delaware 6/29/2021
B
North Carolina 6/29/2021
B
District of Columbia 6/29/2021
B
North Dakota 6/29/2021
B
Florida 6/29/2021
B
Ohio 6/29/2021
B
Georgia 6/29/2021
B
Oklahoma 6/29/2021
B
Hawaii 6/29/2021
B
Oregon 6/29/2021
B
Idaho 6/29/2021
B
Pennsylvania 6/29/2021
B
Illinois 6/29/2021
B
Rhode Island 6/29/2021
B
Indiana 6/28/2021
B
South Carolina 6/29/2021
IA
Indiana 6/28/2021
B
South Dakota 6/29/2021
B
Iowa 6/29/2021
B
Tennessee 6/29/2021
B
Kansas 6/29/2021
B
Texas 6/29/2021
B
Kentucky 6/29/2021
IA
Texas 1/5/2022
B
Louisiana 6/29/2021
B
Utah 6/29/2021
B
Maine 6/29/2021
B
Vermont 6/29/2021
B
Maryland 6/29/2021
B
Virginia 6/29/2021
B
Massachusetts 6/29/2021
B
Washington 6/29/2021
B
Michigan 6/29/2021
B
West Virginia 6/29/2021
B
Minnesota 6/29/2021
B
Wisconsin 6/29/2021
B
Mississippi 6/29/2021
B
Wyoming 6/29/2021
B
Missouri 6/29/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8332 Woodfield Crossing Blvd, INDIANAPOLIS, IN 46240
Registered with this firm since 6/28/2021
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
Registered with this firm since 6/28/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/19/2020 - 04/29/2021 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) GURNEE, IL
B
 05/19/2020 - 04/29/2021 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) GURNEE, IL
IA
 05/16/2018 - 05/07/2020 LPL FINANCIAL LLC (CRD#:6413) MITCHELL, IN
B
 05/16/2018 - 05/07/2020 LPL FINANCIAL LLC (CRD#:6413) MITCHELL, IN
IA
 01/05/2015 - 05/10/2018 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Bloomington, IN
B
 01/05/2015 - 05/10/2018 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Bloomington, IN
IA
 06/28/2011 - 12/16/2014 PNC INVESTMENTS (CRD#:129052) ST. CARMEL, IN
B
 07/11/2011 - 12/16/2014 PNC INVESTMENTS (CRD#:129052) ST. CARMEL, IN
IA
 03/02/2009 - 01/14/2011 EDWARD JONES (CRD#:250) CARMEL, IN
B
 01/06/2009 - 01/14/2011 EDWARD JONES (CRD#:250) CARMEL, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.