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Detailed Report
Erin Moldenhauer Dooley
ERIN DOOLEY, ERIN MOLDENHAUER GRANT, ERIN NICOLE MOLDENHAUER
CRD#: 5614836
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 606 BROAD STREET
ALTAVISTA, VA 24517
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 1/6/2020
B
North Carolina 5/18/2015
B
Arizona 5/18/2015
B
South Carolina 5/18/2015
B
California 1/3/2022
B
Tennessee 6/4/2018
B
Delaware 1/30/2024
B
Texas 5/28/2024
B
Florida 5/18/2015
IA
Texas 6/5/2024
B
Georgia 5/18/2015
B
Virginia 5/18/2015
B
Iowa 4/18/2016
IA
Virginia 5/18/2015
B
Kansas 3/23/2020
B
Washington 8/27/2024
B
Missouri 5/18/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
606 BROAD STREET, ALTAVISTA, VA 24517
Registered with this firm since 5/18/2015
B
EDWARD JONES (CRD#:250)
606 BROAD STREET, ALTAVISTA, VA 24517
Registered with this firm since 2/13/2015
Previous Registration(s)
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IA
 04/18/2011 - 05/13/2011 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) FOREST, VA
B
 02/22/2011 - 05/13/2011 PRUCO SECURITIES, LLC. (CRD#:5685) NEWARK, NJ
IA
 01/28/2009 - 08/20/2010 EDWARD JONES (CRD#:250) MONETA, VA
B
 01/07/2009 - 08/20/2010 EDWARD JONES (CRD#:250) MONETA, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.