Individual Firm
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JAIME SUAREZ
JAIME SUAREZ QUIROZ
CRD#: 5614541
IA
B
MORGAN STANLEYCRD#: 149777 24 Waterway Avenue
Suite 600
The Woodlands, TX 77380
Suite 600
The Woodlands, TX 77380
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11/1/2016
Financial
Final
State Registrations
B
California 2/23/2023
B
South Dakota 1/11/2024
B
Colorado 7/10/2023
B
Texas 8/5/2021
B
Delaware 1/13/2023
IA
Texas 8/5/2021
B
Florida 8/24/2021
B
Washington 1/11/2024
B
New York 12/13/2023
B
Wyoming 12/14/2023
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/5/2021
B
Registered with this firm since 8/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/26/2011 - 08/30/2021 | HOUSTON, TX | |
B | 04/26/2011 - 08/30/2021 | HOUSTON, TX | |
IA | 08/05/2009 - 01/10/2011 | SAN ANTONIO, TX | |
B | 03/19/2009 - 01/10/2011 | SAN ANTONIO, TX |
SAN ANTONIO, TX
08/05/2009 - 01/10/2011
SAN ANTONIO, TX
03/19/2009 - 01/10/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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