• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES ROBERT SHOQUIST
CRD#: 5612546
IA
Investment Adviser
NORTHWEST WEALTH MANAGEMENT, LLCCRD#: 152816 14320 ARBOR STREET
OMAHA, NE 68144
Registration History
201020122014201620182020202220242026IANORTHWEST WEALTH MANAGEMENT, LLC (CRD# 152816)2014 - Present (10 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2014 (3 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2009 - 2011 (1 year)
License(s)

State Registrations

IA
Nebraska 5/7/2014

IA
Texas 9/4/2020

Current Registration(s)
IA
NORTHWEST WEALTH MANAGEMENT, LLC (CRD#:152816)
14320 ARBOR STREET, OMAHA, NE 68144
Registered with this firm since 5/7/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 05/06/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) BELLEVUE, NE
IA
03/20/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.