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KEITH DAVID WORTHINGTON
KEITH D WORTHINGTON
CRD#: 5612412
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
Registration History
2008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (3 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (6 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 9/15/2023

B
Nebraska 4/20/2021

B
Alaska 3/27/2015

B
Nevada 7/8/2022

B
Arizona 1/2/2015

B
New Hampshire 10/2/2019

B
Arkansas 4/23/2020

B
New Jersey 3/27/2015

B
California 1/2/2015

B
New Mexico 9/15/2023

B
Colorado 1/2/2015

B
New York 1/5/2018

B
Connecticut 9/15/2023

B
North Carolina 4/23/2020

B
Delaware 9/15/2023

B
North Dakota 9/15/2023

B
District of Columbia 9/15/2023

B
Ohio 1/5/2015

B
Florida 1/2/2015

B
Oklahoma 9/15/2023

B
Georgia 1/2/2015

B
Oregon 1/5/2018

B
Hawaii 9/15/2023

B
Pennsylvania 4/9/2021

B
Idaho 9/15/2023

B
Puerto Rico 3/27/2015

B
Illinois 6/25/2012

B
Rhode Island 9/15/2023

IA
Illinois 7/13/2018

B
South Carolina 1/5/2018

B
Indiana 3/27/2015

B
South Dakota 9/15/2023

B
Iowa 7/5/2012

B
Tennessee 3/27/2015

B
Kansas 8/5/2020

B
Texas 1/2/2015

B
Kentucky 4/23/2020

IA
Texas 7/13/2018

B
Louisiana 1/5/2018

B
Utah 9/15/2023

B
Maine 10/2/2019

B
Vermont 3/27/2015

B
Maryland 1/5/2018

B
Virgin Islands 1/4/2019

B
Massachusetts 1/5/2018

B
Virginia 3/27/2015

B
Michigan 3/27/2015

B
Washington 1/5/2018

B
Minnesota 9/15/2023

B
West Virginia 9/15/2023

B
Mississippi 9/15/2023

B
Wisconsin 7/5/2012

B
Missouri 1/2/2015

B
Wyoming 9/15/2023

B
Montana 1/2/2015

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
INVERNESS, IL
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
INVERNESS, IL
Registered with this firm since 6/25/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/26/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) CHICAGO, IL
IA
02/10/2011 - 06/05/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
11/20/2008 - 06/05/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.