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STEPHANIE KOPP MEEKS
STEPHANIE E KOPP MEEKS
CRD#: 5611973
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 98 SAN JACINTO BLVD
SUITE 600
AUSTIN, TX 78701
Registration History
2008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - Present (13 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2010 (1 year)
License(s)

State Registrations

B
Alabama 9/1/2022

B
Michigan 11/26/2021

B
Alaska 10/3/2024

B
Missouri 9/1/2022

B
Arizona 10/3/2024

B
Montana 5/24/2024

B
California 10/3/2024

B
Nevada 10/3/2024

B
Colorado 6/5/2017

B
New Hampshire 9/1/2022

B
Connecticut 10/3/2024

B
New Jersey 10/3/2024

B
Delaware 10/3/2024

B
New York 10/3/2024

B
District of Columbia 10/3/2024

B
Ohio 10/29/2024

B
Florida 9/1/2022

B
Oregon 10/3/2024

B
Georgia 10/3/2024

B
Pennsylvania 10/3/2024

B
Hawaii 10/3/2024

B
South Carolina 10/3/2024

B
Idaho 10/3/2024

B
Texas 4/2/2011

B
Illinois 10/3/2024

IA
Texas 10/22/2012

B
Louisiana 9/1/2022

B
Vermont 10/3/2024

B
Maine 9/1/2022

B
Virginia 10/16/2024

B
Maryland 5/20/2024

B
Washington 10/18/2024

B
Massachusetts 8/16/2024

B
Wyoming 10/16/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
98 SAN JACINTO BLVD SUITE 600, AUSTIN, TX 78701
Registered with this firm since 10/22/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
98 SAN JACINTO BLVD SUITE 600, AUSTIN, TX 78701
Registered with this firm since 4/2/2011

Previous Registration(s)
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B
12/04/2008 - 05/06/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.