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TERANCE TAKYI
TERANCE A.O. TAKYI
CRD#: 5611860
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 299 PARK AVENUE
8TH, 9TH, & 11TH Floors
NEW YORK, NY 10171
Registration History
2010201220142016201820202022202420262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BGOLDMAN SACHS & CO. LLC (CRD# 361)2016 - 2019 (3 years)BVOYA INVESTMENTS DISTRIBUTOR, LLC (CRD# 37886)2012 - 2014 (2 years)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2011 - 2011 (<1 year)BJPMORGAN DISTRIBUTION SERVICES... (CRD# 104234)2010 - 2011 (1 year)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 5/2/2023

B
Missouri 5/2/2023

B
California 5/2/2023

B
New Jersey 5/2/2023

B
Colorado 5/2/2023

IA
New Jersey 5/2/2023

B
Connecticut 5/2/2023

B
New York 5/2/2023

B
District of Columbia 10/25/2023

IA
New York 5/2/2023

IA
District of Columbia 3/25/2024

B
North Carolina 5/2/2023

B
Florida 5/2/2023

B
Ohio 5/2/2023

B
Georgia 5/2/2023

B
Oregon 5/2/2023

B
Louisiana 5/2/2023

B
Pennsylvania 5/2/2023

B
Maine 5/2/2023

B
Texas 5/2/2023

B
Massachusetts 5/2/2023

B
Virginia 5/2/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
299 PARK AVENUE 8TH, 9TH, & 11TH Floors, NEW YORK, NY 10171
little falls, NJ
Registered with this firm since 5/2/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
299 PARK AVENUE 8TH, 9TH, & 11TH Floors, NEW YORK, NY 10171
little falls, NJ
Registered with this firm since 5/2/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/07/2021 - 05/23/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) New York, NY
B
06/04/2021 - 05/23/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) NEW YORK, NY
IA
10/21/2019 - 06/08/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) EDGEWATER, NJ
B
10/17/2019 - 06/08/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) EDGEWATER, NJ
B
05/09/2016 - 06/26/2019 GOLDMAN SACHS & CO. LLC (CRD#:361) NEW YORK, NY
B
06/12/2012 - 12/19/2014 VOYA INVESTMENTS DISTRIBUTOR, LLC (CRD#:37886) NEW YORK, NY
B
01/03/2011 - 10/11/2011 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) NEW YORK, NY
B
01/15/2010 - 01/03/2011 JPMORGAN DISTRIBUTION SERVICES, INC. (CRD#:104234) NEW YORK, NY
B
06/01/2009 - 12/31/2009 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.