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Detailed Report
NICHOLAS LOW
NICHOLAS E LOW, Nick Low
CRD#: 5610191
IA
Investment Adviser
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Previous Broker
HIGHTOWER ADVISORS, LLCCRD#: 145323 757 North Eldridge Parkway
#88c
Houston, TX 77079
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2018 (6 years)IAHIGHTOWER ADVISORS, LLC (CRD# 145323)2023 - Present (1 year)IAAVIDIAN WEALTH SOLUTIONS, LLC (CRD# 127186)2018 - 2023 (4 years)
Disclosure(s)
View By:
11/16/2018
Employment Separation After Allegations
License(s)

State Registrations

IA
Texas 7/18/2023
Current Registration(s)
IA
HIGHTOWER ADVISORS, LLC (CRD#:145323)
757 North Eldridge Parkway #88c, Houston, TX 77079
Registered with this firm since 7/18/2023
Previous Registration(s)
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 11/29/2018 - 06/28/2023 AVIDIAN WEALTH SOLUTIONS, LLC (CRD#:127186) HOUSTON, TX
IA
 10/01/2012 - 12/14/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) KATY, TX
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 10/01/2012 - 12/14/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) KATY, TX
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 06/23/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) KATY, TX
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 06/23/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) KATY, TX
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 03/12/2009 - 06/17/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
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 01/16/2009 - 06/17/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.