Individual Firm
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Micheal Preston Taylor
Micheal P Taylor, Mike Taylor
CRD#: 5608019
IA
B
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 3498 Mount Diablo Blvd
Lafayette, CA 94549
Lafayette, CA 94549
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Arizona 4/12/2024
B
Nevada 9/21/2023
B
California 10/15/2019
B
New Mexico 5/23/2022
IA
California 10/16/2019
B
North Carolina 5/24/2023
B
Florida 4/21/2023
B
Oregon 2/18/2021
B
Hawaii 5/24/2023
B
Tennessee 5/3/2023
B
Idaho 3/28/2024
B
Washington 11/4/2021
B
Massachusetts 11/19/2019
SRO Registrations
B
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IA
Registered with this firm since 10/16/2019
B
Registered with this firm since 10/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/27/2013 - 10/08/2019 | SAN FRANCISCO, CA | |
B | 11/07/2008 - 10/08/2019 | SAN FRANCISCO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.