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Detailed Report
DAVID JOHN MORRIS
CRD#: 5607829
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 1325 Satellite Blvd
Suite 1407
Suwanee, GA 30024
STONEX SECURITIES INC.CRD#: 18456 1325 Satellite Blvd
Suite 1407
Suwanee, GA 30024
Registration History
201020122014201620182020202220242026IASTONEX ADVISORS INC. (CRD# 174182)2016 - Present (8 years)BSTONEX SECURITIES INC. (CRD# 18456)2013 - Present (11 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2013 (4 years)IASTERNE AGEE ASSET MANAGEMENT, INC. (CRD# 130888)2014 - 2016 (2 years)
License(s)

State Registrations

B
Arizona 1/24/2025
B
Kentucky 8/20/2013
B
Colorado 11/28/2023
B
Louisiana 3/5/2019
B
Florida 4/7/2015
B
New York 1/11/2017
B
Georgia 5/6/2013
B
Ohio 8/24/2016
IA
Georgia 6/30/2016
B
South Carolina 4/18/2024
B
Indiana 1/5/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
1325 Satellite Blvd Suite 1407, Suwanee, GA 30024
Registered with this firm since 6/30/2016
B
STONEX SECURITIES INC. (CRD#:18456)
1325 Satellite Blvd Suite 1407, Suwanee, GA 30024
Registered with this firm since 5/6/2013
Previous Registration(s)
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IA
 03/04/2014 - 06/30/2016 STERNE AGEE ASSET MANAGEMENT, INC. (CRD#:130888) SUWANEE, GA
B
 01/15/2009 - 05/08/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.