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Detailed Report
DANIEL ENRIQUE LUNA
DANNY LUNA
CRD#: 5606606
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3201 W VINE ST
KISSIMMEE, FL 34741
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2013 (1 year)2 FIRMS2020 - Present (4 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - 2020 (7 years)BINTERSECURITIES, INC. (CRD# 16164)2008 - 2009 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2020 (6 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2013 - 2014 (<1 year)
Disclosure(s)
View By:
12/30/2020
Customer Dispute
Settled
7/23/1996
Criminal
Final Disposition
License(s)

State Registrations

B
California 12/1/2020
B
Oregon 2/17/2022
B
Florida 12/1/2020
B
Puerto Rico 2/25/2022
IA
Florida 12/14/2020
B
South Carolina 12/1/2020
B
Georgia 1/6/2023
B
Tennessee 12/13/2024
B
Indiana 5/9/2024
B
Texas 3/17/2023
B
Michigan 12/1/2020
IA
Texas 3/20/2023
B
New Jersey 12/1/2020
B
West Virginia 9/22/2021
B
North Carolina 8/18/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3201 W VINE ST, KISSIMMEE, FL 34741
1222 E VINE ST, KISSIMMEE, FL 34744
Registered with this firm since 12/14/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3201 W VINE ST, KISSIMMEE, FL 34741
1222 E VINE ST, KISSIMMEE, FL 34744
Registered with this firm since 12/1/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/13/2014 - 12/01/2020 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) CELEBRATION, FL
B
 09/11/2013 - 12/01/2020 CETERA INVESTMENT SERVICES LLC (CRD#:15340) CELEBRATION, FL
IA
 09/24/2013 - 02/05/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) CELEBRATION, FL
IA
 06/28/2012 - 09/13/2013 NEXT FINANCIAL GROUP, INC. (CRD#:46214) ORLANDO, FL
B
 06/12/2012 - 09/13/2013 NEXT FINANCIAL GROUP, INC. (CRD#:46214) ORLANDO, FL
IA
 08/24/2009 - 06/15/2012 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) ORLANDO, FL
B
 08/04/2009 - 06/15/2012 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) ORLANDO, FL
B
 11/24/2008 - 08/04/2009 INTERSECURITIES, INC. (CRD#:16164) ORLANDO, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.