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Detailed Report
Christine Maria Ward
CHRISTINE MARIA SAWYER, CHRISTINE M WARD
CRD#: 5605819
IA
Investment Adviser
B
Broker
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 7200 W Nob Hill Blvd Ste 5
Yakima, WA 98908-1928
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 7200 W Nob Hill Blvd Ste 5
Yakima, WA 98908-1928
Registration History
2010201220142016201820202022202420262 FIRMS2013 - 2017 (4 years)2 FIRMS2017 - Present (7 years)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2009 - 2012 (3 years)IAKEY INVESTMENT SERVICES LLC (CRD# 136300)2012 - 2012 (<1 year)
Disclosure(s)
View By:
12/17/2012
Employment Separation After Allegations
7/13/2012
Customer Dispute
Settled
License(s)

State Registrations

IA
Alaska 5/5/2017
B
Nebraska 7/10/2019
B
Alaska 5/8/2017
B
Nevada 2/1/2021
B
Arizona 5/9/2017
B
New Mexico 3/20/2020
B
Florida 2/18/2021
B
Oklahoma 1/26/2023
B
Hawaii 9/10/2020
B
Oregon 9/2/2020
B
Idaho 9/29/2022
B
Texas 12/13/2019
B
Kentucky 7/8/2022
B
Utah 9/3/2020
B
Minnesota 1/7/2020
B
Washington 5/11/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524)
7200 W Nob Hill Blvd Ste 5, Yakima, WA 98908-1928
Registered with this firm since 5/5/2017
B
ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272)
7200 W Nob Hill Blvd Ste 5, Yakima, WA 98908-1928
Registered with this firm since 5/4/2017
Previous Registration(s)
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IA
 02/11/2013 - 03/30/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ANCHORAGE, AK
B
 01/25/2013 - 03/30/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ANCHORAGE, AK
IA
 07/16/2012 - 12/20/2012 KEY INVESTMENT SERVICES LLC (CRD#:136300) ANCHORAGE, AK
B
 01/28/2009 - 12/20/2012 KEY INVESTMENT SERVICES LLC (CRD#:136300) ANCHORAGE, AK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.