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PATRICK CHARLES FOSDICK
CRD#: 5604969
IA
B
WISCONSIN WEALTH ADVISORS, LLCCRD#: 145946 1777 WEST MAIN STREET
SUITE 203
SUN PRAIRIE, WI 53590
SUITE 203
SUN PRAIRIE, WI 53590
HARBOUR INVESTMENTS, INC.CRD#: 19258 1777 W. MAIN STREET
SUITE 203
SUN PRAIRIE, WI 53590
SUITE 203
SUN PRAIRIE, WI 53590
0
Disclosures
13
Years of Experience
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State Registrations
B
New Jersey 7/5/2022
IA
Wisconsin 10/21/2016
B
Wisconsin 10/21/2016
SRO Registrations
B
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IA
Registered with this firm since 11/11/2024
IA
Registered with this firm since 10/21/2016
B
Registered with this firm since 10/21/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/20/2015 - 10/27/2016 | MADISON, WI | |
B | 10/25/2011 - 10/27/2016 | MADISON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.