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MASON BODIE MONROE
BODIE MONROE, MASON MONROE
CRD#: 5604550
IA
B
MARINER INDEPENDENTCRD#: 283824 10599 Double R Blvd
Reno, NV 89521
Reno, NV 89521
LPL FINANCIAL LLCCRD#: 6413 10599 DOUBLE R BLVD
RENO, NV 89521
RENO, NV 89521
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Alaska 2/10/2022
B
Nebraska 12/9/2024
B
Arizona 2/10/2022
B
Nevada 7/3/2014
B
California 6/27/2014
IA
Nevada 8/16/2023
B
Colorado 6/27/2014
B
New Mexico 2/15/2022
B
Florida 9/9/2021
B
Ohio 2/10/2022
B
Georgia 9/13/2022
B
Oregon 6/27/2014
B
Idaho 2/8/2022
B
Tennessee 5/21/2024
B
Kansas 2/10/2022
B
Texas 1/4/2022
B
Missouri 8/25/2022
B
Wyoming 2/21/2022
B
Montana 2/10/2022
SRO Registrations
B
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IA
Registered with this firm since 8/16/2023
B
Registered with this firm since 6/27/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2017 - 12/04/2023 | RENO, NV | |
IA | 07/03/2014 - 07/17/2018 | RENO, NV | |
IA | 05/10/2011 - 07/01/2014 | RENO, NV | |
B | 05/10/2011 - 07/01/2014 | RENO, NV | |
IA | 01/28/2009 - 05/19/2011 | RENO, NV | |
B | 12/03/2008 - 05/19/2011 | RENO, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.