• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Shawn Huynh
SANG THANH HUYNH, SHAWN T HUYNH, SHAWN HUYNH
CRD#: 5602755
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1541 FITZGERALD DR
PINOLE, CA 94564
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2008 - 2010 (1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2009 - 2010 (1 year)
License(s)

State Registrations

B
California 11/2/2018

B
New Mexico 1/26/2021

IA
California 11/2/2018

B
New York 9/5/2023

B
Colorado 6/26/2019

B
Ohio 5/2/2019

B
Florida 5/1/2019

B
Oregon 12/3/2024

B
Georgia 9/12/2022

B
Texas 11/2/2018

B
Nevada 10/15/2019

IA
Texas 11/2/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1541 FITZGERALD DR, PINOLE, CA 94564
1300 10th St, Berkeley, CA 94710
Registered with this firm since 11/2/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1541 FITZGERALD DR, PINOLE, CA 94564
1300 10th St, Berkeley, CA 94710
Registered with this firm since 11/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/19/2018 - 11/28/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Berkeley, CA
B
06/19/2018 - 11/28/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Berkeley, CA
IA
05/02/2016 - 06/27/2018 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN FRANCISCO, CA
B
05/02/2016 - 06/27/2018 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN FRANCISCO, CA
IA
11/09/2011 - 05/03/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN FRANCISCO, CA
B
11/09/2011 - 05/03/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN FRANCISCO, CA
IA
11/15/2010 - 05/10/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN FRANCISCO, CA
B
11/15/2010 - 05/10/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN FRANCISCO, CA
IA
06/08/2009 - 09/03/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
12/18/2008 - 09/03/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.