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AMANDA CHRISTINA HAACK
CRD#: 5602501
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 12/17/2021

B
Nebraska 12/17/2021

B
Alaska 12/17/2021

B
Nevada 2/11/2021

B
Arizona 2/11/2021

B
New Hampshire 12/17/2021

B
Arkansas 12/17/2021

B
New Jersey 1/16/2018

IA
California 3/31/2016

B
New Mexico 12/17/2021

B
California 6/2/2020

B
New York 1/16/2018

B
Colorado 12/17/2021

B
North Carolina 1/16/2018

B
Connecticut 12/17/2021

B
North Dakota 12/17/2021

B
Delaware 1/16/2018

B
Ohio 12/17/2021

B
District of Columbia 1/16/2018

B
Oklahoma 5/25/2021

B
Florida 7/8/2016

B
Oregon 2/11/2021

B
Georgia 12/17/2021

B
Pennsylvania 1/16/2018

B
Hawaii 12/17/2021

B
Puerto Rico 12/17/2021

B
Idaho 12/17/2021

B
Rhode Island 12/17/2021

B
Illinois 12/17/2021

B
South Carolina 12/17/2021

B
Indiana 12/17/2021

B
South Dakota 12/17/2021

B
Iowa 12/17/2021

B
Tennessee 1/16/2018

B
Kansas 12/17/2021

B
Texas 7/8/2016

B
Kentucky 1/16/2018

IA
Texas 7/15/2016

B
Louisiana 12/17/2021

B
Utah 12/17/2021

B
Maine 12/17/2021

B
Vermont 12/17/2021

B
Maryland 1/16/2018

B
Virgin Islands 12/17/2021

B
Massachusetts 12/17/2021

B
Virginia 1/9/2018

B
Michigan 7/23/2020

IA
Virginia 1/9/2018

B
Minnesota 12/17/2021

B
Washington 2/11/2021

B
Mississippi 12/17/2021

B
West Virginia 1/16/2018

B
Missouri 12/17/2021

B
Wisconsin 12/17/2021

B
Montana 12/17/2021

B
Wyoming 12/17/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
San Diego, CA
Registered with this firm since 3/31/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
San Diego, CA
Registered with this firm since 3/31/2016

Previous Registration(s)
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IA
10/14/2009 - 03/24/2016 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NEWPORT BEACH, CA
B
07/29/2009 - 03/24/2016 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NEWPORT BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.