Individual Firm
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ANTHONY MICHAEL AULFFO
ANTHONY AULFFO
CRD#: 5602104
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PRIVATE ADVISOR GROUP, LLCCRD#: 155216 900 Kings Highway North, Suite 201
Cherry Hill, NJ 08034
Cherry Hill, NJ 08034
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Disclosures
14
Years of Experience
View By:
State Registrations
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New Jersey 12/3/2020
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Texas 8/1/2024
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Registered with this firm since 12/3/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/30/2020 - 12/21/2021 | CHERRY HILL, NJ | |
IA | 12/10/2018 - 12/01/2020 | CHERRY HILL, NJ | |
B | 01/23/2019 - 06/10/2019 | Berwyn, PA | |
IA | 03/25/2017 - 12/07/2018 | NEWTOWN SQUARE, PA | |
B | 03/25/2017 - 12/07/2018 | NEWTOWN SQUARE, PA | |
IA | 01/02/2015 - 03/25/2017 | NEWTOWN SQUARE, PA | |
B | 01/02/2015 - 03/25/2017 | NEWTOWN SQUARE, PA | |
IA | 03/20/2013 - 01/02/2015 | NEWTOWN SQUARE, PA | |
B | 03/04/2013 - 01/02/2015 | NEWTOWN SQUARE, PA | |
IA | 03/08/2011 - 02/08/2012 | PLYMOUTH MEETING, PA | |
B | 02/09/2011 - 02/08/2012 | PLYMOUTH MEETING, PA | |
B | 11/05/2008 - 05/18/2010 | MALVERN, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.