Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Luke Sylas Carvalho
LUKE SYLAS CARVALHO
CRD#: 5601276
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2806 JAMES L REDMAN PKWY
SUITE 201
PLANT CITY, FL 33566-9407
Registration History
2008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2009 - Present (16 years)BEDWARD JONES (CRD# 250)2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 10/18/2017
B
New York 5/4/2021
B
Arizona 9/4/2013
B
North Carolina 8/20/2013
B
California 1/5/2009
B
Oklahoma 5/14/2024
B
Colorado 3/6/2017
B
Pennsylvania 9/2/2016
B
Connecticut 7/17/2015
B
South Carolina 10/19/2023
B
Florida 12/24/2008
B
Tennessee 6/28/2012
IA
Florida 1/9/2009
B
Texas 5/22/2009
B
Georgia 1/15/2010
IA
Texas 12/6/2018
B
Indiana 3/30/2023
B
Utah 1/9/2025
B
Louisiana 7/1/2024
B
Virginia 11/4/2020
B
Maryland 4/27/2017
B
Washington 5/31/2023
B
Nevada 4/18/2017
B
West Virginia 12/8/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2806 JAMES L REDMAN PKWY SUITE 201, PLANT CITY, FL 33566-9407
Registered with this firm since 1/9/2009
B
EDWARD JONES (CRD#:250)
2806 JAMES L REDMAN PKWY SUITE 201, PLANT CITY, FL 33566-9407
Registered with this firm since 11/20/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.