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ALLAN LEO TENTLER
CRD#: 5601241
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11811 BERNARDO PLAZA CT
SAN DIEGO, CA 92128
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2012 - Present (12 years)BACCELERATED CAPITAL GROUP (CRD# 41270)2011 - 2012 (<1 year)BNATIONAL PLANNING CORPORATION (CRD# 29604)2009 - 2009 (<1 year)
Disclosure(s)
View By:
11/18/2021
Regulatory
Final
3/26/2013
Regulatory
Final
License(s)

State Registrations

B
Alabama 9/9/2014

B
New Hampshire 11/1/2018

B
Arizona 9/29/2014

B
New Jersey 7/9/2024

B
California 4/24/2012

B
New Mexico 3/17/2017

IA
California 4/24/2012

B
New York 11/6/2014

B
Colorado 9/9/2014

B
North Carolina 9/10/2014

B
Connecticut 12/18/2018

B
Ohio 6/30/2021

B
Delaware 11/7/2024

B
Oregon 9/22/2014

B
District of Columbia 9/9/2014

B
Pennsylvania 8/5/2019

B
Florida 10/28/2014

B
Tennessee 4/13/2021

B
Georgia 9/9/2014

B
Texas 9/15/2014

B
Hawaii 10/7/2014

IA
Texas 9/15/2014

B
Idaho 9/10/2014

B
Utah 11/7/2017

B
Illinois 9/9/2014

B
Virginia 9/10/2014

B
Massachusetts 10/8/2014

B
Washington 9/9/2014

B
Michigan 11/6/2020

B
Wisconsin 12/14/2018

B
Montana 6/8/2015

B
Wyoming 9/6/2016

B
Nevada 12/17/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11811 BERNARDO PLAZA CT, SAN DIEGO, CA 92128
Registered with this firm since 4/24/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11811 BERNARDO PLAZA CT, SAN DIEGO, CA 92128
Registered with this firm since 4/24/2012

Previous Registration(s)
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B
11/23/2011 - 04/02/2012 ACCELERATED CAPITAL GROUP (CRD#:41270)
FINRA expelled the firm on 11/26/2019
IRVINE, CA
IA
07/21/2011 - 11/18/2011 JRL CAPITAL ADVISORS LLC (CRD#:108162) SAN DIEGO, CA
B
07/21/2011 - 11/18/2011 JRL CAPITAL CORPORATION (CRD#:10225) SAN DIEGO, CA
IA
11/16/2009 - 07/18/2011 WESTERN FINANCIAL ADVISORS (CRD#:35098) SAN DIEGO, CA
B
11/16/2009 - 07/18/2011 WFP SECURITIES (CRD#:35098) SAN DIEGO, CA
B
05/01/2009 - 11/04/2009 NATIONAL PLANNING CORPORATION (CRD#:29604) SAN DIEGO, CA
IA
12/19/2008 - 03/04/2009 AXA ADVISORS, LLC (CRD#:6627) ESCONDIDO, CA
B
12/09/2008 - 03/04/2009 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.