• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROSE M CONSIGLI
ROSE MARY YOO MEE BETTS, ROSE MARY TAYLOR, ROSE MARY YOO MEE TAYLOR
CRD#: 5601012
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5613 DTC PKWY
STE 1000
GREENWOOD VILLAGE, CO 80111
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (1 year)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 10/26/2021

B
Missouri 9/14/2021

B
Alaska 11/4/2021

B
Montana 6/3/2020

B
Arizona 5/22/2013

B
Nebraska 9/15/2021

B
Arkansas 9/14/2021

B
Nevada 1/31/2020

IA
California 5/11/2011

B
New Hampshire 10/26/2021

B
California 5/13/2011

B
New Jersey 10/27/2021

IA
Colorado 5/11/2011

B
New Mexico 5/7/2013

B
Colorado 5/13/2011

B
New York 5/7/2013

B
Connecticut 9/14/2021

B
North Carolina 10/30/2013

B
Delaware 11/19/2021

B
Ohio 5/7/2013

B
District of Columbia 5/16/2013

B
Oklahoma 6/5/2020

B
Florida 5/8/2013

B
Oregon 7/7/2014

B
Georgia 11/30/2015

B
Pennsylvania 6/3/2020

B
Hawaii 9/18/2014

B
Rhode Island 3/6/2017

B
Idaho 3/1/2016

B
South Carolina 10/26/2021

B
Illinois 9/15/2021

B
Tennessee 9/13/2021

B
Indiana 10/26/2021

B
Texas 5/20/2013

B
Iowa 5/7/2013

IA
Texas 5/20/2013

B
Kansas 9/14/2021

B
Utah 6/3/2020

B
Kentucky 10/26/2021

B
Vermont 10/26/2021

B
Louisiana 11/24/2015

B
Virgin Islands 9/29/2014

B
Maine 6/3/2020

B
Virginia 5/8/2013

B
Maryland 6/3/2020

B
Washington 1/28/2014

B
Massachusetts 9/22/2014

B
Wisconsin 2/18/2020

B
Michigan 5/21/2020

B
Wyoming 6/2/2020

B
Minnesota 5/9/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5613 DTC PKWY STE 1000, GREENWOOD VILLAGE, CO 80111
1700 LINCOLN ST 10TH & 11TH FLS [MA/MD-RBO], DENVER, CO 80203
Registered with this firm since 5/11/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5613 DTC PKWY STE 1000, GREENWOOD VILLAGE, CO 80111
1700 LINCOLN ST 10TH & 11TH FLS [MA/MD-RBO], DENVER, CO 80203
Registered with this firm since 5/13/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/23/2008 - 01/11/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LONE TREE, CO
B
12/09/2008 - 01/11/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LONE TREE, CO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.