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MICHAEL P MARTIN
MICHAEL PETER MARTIN, MICHAEL MARTIN
CRD#: 5600877
IA
B
WELLS FARGO ADVISORSCRD#: 19616 10490 LITTLE PATUXENT PKWY STE 500
[M2-RBO]
COLUMBIA, MD 21044
[M2-RBO]
COLUMBIA, MD 21044
0
Disclosures
11
Years of Experience
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State Registrations
B
Colorado 5/2/2024
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Massachusetts 5/2/2024
B
Delaware 5/2/2024
B
North Carolina 5/2/2024
B
District of Columbia 5/2/2024
B
Pennsylvania 5/2/2024
B
Florida 5/2/2024
B
Virginia 5/2/2024
B
Maryland 5/2/2024
B
Washington 5/2/2024
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Maryland 5/2/2024
SRO Registrations
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B
B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 5/2/2024
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Registered with this firm since 5/2/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2019 - 05/09/2024 | EDGEWATER, MD | |
B | 01/23/2019 - 05/09/2024 | EDGEWATER, MD | |
IA | 06/04/2018 - 01/18/2019 | LINTHICUM, MD | |
B | 06/04/2018 - 01/18/2019 | LINTHICUM, MD | |
IA | 04/21/2017 - 06/08/2018 | BELLEFONTE, PA | |
B | 04/21/2017 - 06/08/2018 | BELLEFONTE, PA | |
IA | 03/24/2016 - 04/04/2017 | STATE COLLEGE, PA | |
B | 03/24/2016 - 04/04/2017 | STATE COLLEGE, PA | |
IA | 11/20/2015 - 01/08/2016 | PLEASANT GAP, PA | |
B | 11/20/2015 - 01/08/2016 | PLEASANT GAP, PA | |
IA | 04/28/2014 - 10/20/2015 | STATE COLLEGE, PA | |
B | 12/12/2013 - 10/20/2015 | STATE COLLEGE, PA | |
B | 10/07/2008 - 01/27/2009 | CAMP HILL, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.