Individual Firm
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BERT WAYNE ELLIS
CRD#: 5600303
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PINNACLE PORTFOLIO ADVISORSCRD#: 287622 1525 S. DAVID LANE
BOISE, ID 83705
BOISE, ID 83705
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9/9/1998
Criminal
Final Disposition
State Registrations
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California 7/6/2017
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Washington 11/16/2020
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Idaho 3/24/2017
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Registered with this firm since 3/24/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/14/2012 - 03/27/2017 | BOISE, ID | |
B | 12/14/2012 - 03/27/2017 | BOISE, ID | |
IA | 06/01/2009 - 12/19/2012 | BOISE, ID | |
B | 06/01/2009 - 12/19/2012 | BOISE, ID | |
IA | 02/06/2009 - 06/01/2009 | BOISE, ID | |
B | 02/04/2009 - 06/01/2009 | BOISE, ID |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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