Individual Firm
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Christopher A Thomas
Chris Thomas, Christopher Aaron Thomas
CRD#: 5600141
IA
B
EDWARD JONESCRD#: 250 300 SOUTH C.M. ALLEN PARKWAY
SUITE 210
SAN MARCOS, TX 78666
SUITE 210
SAN MARCOS, TX 78666
0
Disclosures
11
Years of Experience
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State Registrations
B
California 2/15/2022
B
Oregon 11/27/2024
B
Colorado 5/24/2024
B
Texas 1/28/2022
B
Florida 9/5/2024
IA
Texas 1/28/2022
B
Illinois 11/25/2024
B
Virginia 7/7/2023
B
Louisiana 2/15/2022
B
Washington 1/28/2022
B
Missouri 2/11/2022
B
Wyoming 2/15/2022
B
North Carolina 4/3/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/28/2022
B
Registered with this firm since 1/28/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/18/2021 - 02/08/2022 | AUSTIN, TX | |
B | 08/16/2021 - 02/08/2022 | AUSTIN, TX | |
IA | 06/12/2015 - 08/17/2021 | Austin, TX | |
B | 07/01/2013 - 08/16/2021 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.