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Christa Ortwein
CHRISTINA CARDEN BUNN, CHRISTA BUNN ORTWEIN, CHRISTINA CARDEN ORTWEIN
CRD#: 5598922
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
201220142016201820202022202420262 FIRMS2017 - Present (8 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - 2016 (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2012 - 2014 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Alabama 6/19/2017

B
Nebraska 6/15/2021

B
Alaska 6/15/2021

B
Nevada 7/10/2019

B
Arizona 9/27/2017

B
New Hampshire 6/15/2021

B
Arkansas 6/15/2021

B
New Jersey 9/27/2017

B
California 9/27/2017

B
New Mexico 6/15/2021

B
Colorado 9/27/2017

B
New York 9/27/2017

B
Connecticut 9/27/2017

B
North Carolina 9/28/2017

B
Delaware 1/15/2020

B
North Dakota 6/15/2021

B
District of Columbia 2/27/2019

B
Ohio 9/27/2017

B
Florida 7/26/2017

B
Oklahoma 6/15/2021

B
Georgia 1/10/2017

B
Oregon 6/15/2021

IA
Georgia 1/11/2017

B
Pennsylvania 7/26/2017

B
Hawaii 6/15/2021

B
Puerto Rico 6/15/2021

B
Idaho 6/15/2021

B
Rhode Island 9/27/2017

B
Illinois 9/27/2017

B
South Carolina 9/27/2017

B
Indiana 6/15/2021

B
South Dakota 6/15/2021

B
Iowa 6/15/2021

B
Tennessee 9/27/2017

B
Kansas 6/15/2021

B
Texas 9/27/2017

B
Kentucky 11/10/2017

IA
Texas 9/27/2017

B
Louisiana 9/27/2017

B
Utah 6/15/2021

B
Maine 6/11/2021

B
Vermont 6/15/2021

B
Maryland 6/15/2021

B
Virgin Islands 6/15/2021

B
Massachusetts 11/10/2017

B
Virginia 9/27/2017

B
Michigan 6/15/2021

B
Washington 6/15/2021

B
Minnesota 9/27/2017

B
West Virginia 6/15/2021

B
Mississippi 9/27/2017

B
Wisconsin 6/15/2021

B
Missouri 6/15/2021

B
Wyoming 6/15/2021

B
Montana 6/15/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 1/11/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 1/10/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/25/2016 - 09/13/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) ALPHARETTA, GA
B
12/08/2014 - 09/13/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) ALPHARETTA, GA
B
09/13/2012 - 07/02/2014 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.