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CHRISTOPHER CHATHAM MAGEE
CRD#: 5598843
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2800 POST OAK BLVD
HOUSTON, TX 77056
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2015 (5 years)2 FIRMS2015 - Present (9 years)
Disclosure(s)
View By:
10/2/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 12/8/2021

B
Missouri 1/26/2022

B
California 4/10/2019

B
Nevada 1/6/2023

B
Colorado 12/13/2022

B
New Jersey 1/10/2022

B
Connecticut 12/13/2022

B
New Mexico 6/21/2023

B
District of Columbia 12/20/2022

B
New York 12/14/2022

B
Florida 6/18/2019

B
North Carolina 6/19/2015

B
Georgia 1/11/2022

B
Oklahoma 8/10/2021

B
Idaho 7/9/2018

B
Oregon 7/20/2024

B
Illinois 1/26/2022

B
Puerto Rico 5/22/2024

B
Kentucky 12/14/2022

B
South Carolina 1/21/2021

B
Louisiana 9/21/2021

B
Tennessee 1/10/2022

B
Maine 12/13/2022

B
Texas 6/19/2015

B
Maryland 12/13/2022

IA
Texas 6/19/2015

B
Massachusetts 12/13/2022

B
Virginia 12/12/2022

B
Michigan 12/19/2022

B
Washington 12/12/2022

B
Mississippi 12/13/2022

B
Wyoming 1/4/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 6/19/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 6/19/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/26/2010 - 06/30/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) THE WOODLANDS, TX
B
04/26/2010 - 06/30/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) THE WOODLANDS, TX
IA
11/24/2008 - 05/11/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
B
11/10/2008 - 05/11/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.