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Detailed Report
David van der Wekken
DAVID JOHANNES VAN DER WEKKEN, David J van der Wekken
CRD#: 5598532
IA
Investment Adviser
B
Broker
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 1 FIRSTCOMM PLAZA
FORT WORTH, TX 76109
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 1 FIRSTCOMM PLAZA
FORT WORTH, TX 76109
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2011 (2 years)2 FIRMS2012 - 2013 (1 year)2 FIRMS2011 - 2016 (5 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2016 - 2017 (<1 year)IAFINANCIAL ENGINES ADVISORS L.L.C. (CRD# 104510)2017 - 2018 (1 year)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2017 (<1 year)
License(s)

State Registrations

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Alabama 1/7/2022
B
Nebraska 1/7/2022
B
Alaska 1/7/2022
B
Nevada 1/7/2022
B
Arizona 1/7/2022
B
New Hampshire 1/7/2022
B
Arkansas 1/7/2022
B
New Jersey 1/7/2022
B
California 1/7/2022
B
New Mexico 1/7/2022
B
Colorado 1/7/2022
B
New York 1/7/2022
B
Connecticut 1/7/2022
B
North Carolina 1/7/2022
B
Delaware 1/7/2022
B
North Dakota 1/7/2022
B
District of Columbia 1/7/2022
B
Ohio 1/10/2022
B
Florida 1/7/2022
B
Oklahoma 1/7/2022
B
Georgia 1/7/2022
B
Oregon 1/7/2022
B
Hawaii 1/7/2022
B
Pennsylvania 1/7/2022
B
Idaho 1/7/2022
B
Puerto Rico 10/7/2022
B
Illinois 1/7/2022
IA
Puerto Rico 11/19/2022
B
Indiana 1/7/2022
B
Rhode Island 1/7/2022
B
Iowa 1/7/2022
B
South Carolina 1/7/2022
B
Kansas 1/7/2022
B
South Dakota 1/7/2022
B
Kentucky 1/7/2022
B
Tennessee 1/7/2022
B
Louisiana 1/7/2022
B
Texas 12/8/2021
B
Maine 1/7/2022
IA
Texas 12/8/2021
B
Maryland 1/7/2022
B
Utah 1/7/2022
B
Massachusetts 1/7/2022
B
Vermont 1/7/2022
B
Michigan 1/7/2022
B
Virginia 1/7/2022
B
Minnesota 1/7/2022
B
Washington 1/7/2022
B
Mississippi 1/7/2022
B
West Virginia 1/7/2022
B
Missouri 1/7/2022
B
Wisconsin 1/7/2022
B
Montana 1/7/2022
B
Wyoming 1/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641)
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Weatherford, TX
Registered with this firm since 12/8/2021
IA
FIRST COMMAND ADVISORY SERVICES (CRD#:281958)
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Weatherford, TX
Registered with this firm since 12/8/2021
Previous Registration(s)
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IA
 07/06/2018 - 11/22/2021 MORGAN STANLEY (CRD#:149777) GILBERT, AZ
B
 07/06/2018 - 11/22/2021 MORGAN STANLEY (CRD#:149777) GILBERT, AZ
IA
 06/23/2017 - 06/22/2018 FINANCIAL ENGINES ADVISORS L.L.C. (CRD#:104510) PHOENIX, AZ
IA
 02/16/2017 - 06/19/2017 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
 10/21/2016 - 06/19/2017 SCOTTRADE, INC. (CRD#:8206) ST LOUIS, MO
IA
 01/03/2011 - 10/19/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
B
 01/03/2011 - 10/19/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
IA
 07/06/2012 - 06/18/2013 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
B
 06/14/2012 - 06/18/2013 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
IA
 12/08/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
 11/03/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.