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Detailed Report
BRANDON LEE KLIPPEL
CRD#: 5598023
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Investment Adviser
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Previous Broker
VISTA CIMA WEALTH MANAGEMENT LLCCRD#: 304672 SURPRISE, AZ
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - 2019 (3 years)IAVISTA CIMA WEALTH MANAGEMENT LLC (CRD# 304672)2019 - Present (5 years)
License(s)

State Registrations

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Arizona 9/13/2019
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Texas 10/8/2019
Current Registration(s)
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VISTA CIMA WEALTH MANAGEMENT LLC (CRD#:304672)
SURPRISE, AZ
Registered with this firm since 9/13/2019
Previous Registration(s)
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 02/05/2016 - 09/17/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SURPRISE, AZ
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 01/22/2016 - 09/17/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SURPRISE, AZ
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 12/17/2008 - 01/25/2016 EDWARD JONES (CRD#:250) SURPRISE, AZ
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 11/19/2008 - 01/25/2016 EDWARD JONES (CRD#:250) SURPRISE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.