Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAVIER MARCOS LEVY
MARCOS JAVIER LEVY
CRD#: 5597603
IA
B
VALLEY WEALTH MANAGERS, INC.CRD#: 108879 19495 BISCAYNE BLVD.
SUITE 500
Aventura, FL 33180
SUITE 500
Aventura, FL 33180
VALLEY FINANCIAL MANAGEMENT, INC.CRD#: 105387 19495 BISCAYNE BLVD.
SUITE 500
AVENTURA, FL 33180
SUITE 500
AVENTURA, FL 33180
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
California 7/12/2010
B
Massachusetts 3/17/2021
B
Colorado 4/7/2016
B
Minnesota 1/3/2012
B
Connecticut 4/28/2016
B
Nevada 1/30/2014
B
Delaware 10/18/2019
B
New Jersey 11/16/2012
B
District of Columbia 4/20/2020
B
New York 7/9/2010
B
Florida 7/9/2010
B
North Carolina 10/9/2018
IA
Florida 4/20/2022
B
Ohio 11/19/2021
B
Georgia 1/3/2012
B
South Carolina 10/9/2018
B
Illinois 10/19/2022
B
Virginia 7/12/2010
B
Maryland 7/12/2010
B
Washington 10/9/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/7/2023
IA
Registered with this firm since 4/20/2022
B
Registered with this firm since 7/9/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/01/2010 - 06/17/2010 | AVENTURA, FL | |
B | 09/25/2008 - 12/31/2008 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.