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THOMAS ALLEN NOWALIS JR.
THOMAS NOWALIS
CRD#: 5597474
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 20800 SWENSON DR STE 200
CROSSROADS CORPORATE CENTER
WAUKESHA, WI 53186
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BWELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD# 133366)2008 - 2016 (7 years)IAWELLS FARGO FUNDS MANAGEMENT, LLC (CRD# 110841)2013 - 2014 (1 year)
License(s)

State Registrations

B
Alabama 1/21/2025

B
Nevada 9/1/2020

B
Arizona 6/30/2016

B
New Mexico 9/1/2020

B
California 6/28/2016

B
New York 4/20/2018

B
Colorado 5/8/2024

B
North Carolina 7/5/2016

B
Florida 5/23/2016

B
Ohio 7/1/2016

B
Georgia 9/1/2020

B
Oklahoma 8/4/2022

B
Hawaii 8/11/2022

B
Oregon 7/27/2016

B
Illinois 6/24/2016

B
Pennsylvania 6/30/2016

B
Indiana 9/1/2020

B
South Carolina 6/3/2024

B
Iowa 9/1/2022

B
Texas 2/4/2019

B
Kansas 1/10/2023

IA
Texas 2/4/2019

B
Maryland 9/29/2016

B
Washington 3/31/2022

B
Michigan 6/30/2016

B
West Virginia 10/23/2020

B
Minnesota 6/30/2016

B
Wisconsin 4/1/2016

B
Missouri 4/1/2016

IA
Wisconsin 4/1/2016

B
Nebraska 9/1/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
20800 SWENSON DR STE 200 CROSSROADS CORPORATE CENTER, WAUKESHA, WI 53186
Registered with this firm since 4/1/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
20800 SWENSON DR STE 200 CROSSROADS CORPORATE CENTER, WAUKESHA, WI 53186
Registered with this firm since 4/1/2016

Previous Registration(s)
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B
10/29/2008 - 04/04/2016 WELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD#:133366) MENOMONEE FALLS, WI
IA
03/07/2013 - 12/31/2014 WELLS FARGO FUNDS MANAGEMENT, LLC (CRD#:110841) MENOMONEE FALLS, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.